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Volcker Rule Compliance Consultant

New York, NYACG Resources


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Volcker Rule Compliance Consultant

(Located in Manhattan, Anticipated length is 3 months)

We are looking for 1 short-term consultant to assist our Volcker Rule project in our legal and compliance department.

Job Description:

We are looking for an individual with Bachelor’s degree or above who has 15+ years’ relevant experience, s/he must have compliance experiece implementing Volcker Rule compliance programs, including risk control matrices, and policy development. Current or previous Series 7 Certification is highly desired.

 

The responsiblities inlcude but not limited to:

 

  • Review the Volcker Rule Risk Control Matrix (“RCM”) to confirm and amend as necessary so that it properly identifies risks and corresponding controls.
  • Develop a procedure/guideline to support the annual review of the RCM
  • Review Volcker Rule Policy and recommend changes as necessary
  • Review framework for determing employees to be sibject to Volcker rule training.
  • Prepare presentation materials for the Volcker Rule Committee to address prosposed changes.
  • Review recommended drafts with the acting CCO and the Head of CMTG(Compliance Monitoring & Testing Group), and will incorporate their recommended changes.

 


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