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Corporate Audit Associate

Regal Executive Search, New York NY

Audit Associate

The Audit Associate will be involved in various aspects of the Audit group’ s risk assessment, assurance and advisory activities. Areas of the business covered may include investment and asset management, risk management, operations, finance, technology and compliance.


Specific responsibilities will include:


• Participation in projects aimed at optimizing business and control activities and processes

• Assistance in the risk assessment of selected business, risk and operational units

• Development and maintenance of working relationships with the business and support functions

• Assistance in the formation of the annual audit plan

• Planning, executing, reporting and follow-up of reviews across all areas of the business

• Participation in global/cross regional projects

• Providing advisory services during the development of new businesses and systems

• Performing investigations, special reviews and other ad hoc projects


Skills and Experience:


• Professionals with interest in broad exposure to investment management, risk management, operations, finance and/or technology in the Asset Management industry

• Financial services experience is preferable; understanding of asset management products, business processes and risk and controls systems

• Undergraduate or graduate degree in finance, economics, statistics, accounting or engineering is preferred. BA/BS is required

• Aptitude towards investment and risk management, scenario analysis and problem solving

• Strong project management, organizational and presentation skills

• Excellent communication (verbal, written, and listening) and interpersonal skills; strong writing skills

• Strong critical thinking and problem solving abilities

• Strong quantitative skills

• Intellectual curiosity and healthy skepticism

• Commitment and strong work ethic

• Proficient understanding of current regulatory and industry events

• Ability to develop and maintain effective working relationships with peers and business partners

• Professional certifications such as CFA or CPA are a plus


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