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VP Compliance Audit


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JCW is currently working on behalf of a leading Los Angeles based bank that's seeking a Senior Manager/VP to join their growing Banking Compliance Audit group. Working directly underneath the Head of Compliance Audit, this role will be responsible for executing and overseeing consumer compliance audits, with further responsibility in assisting the growth of the department.  The ideal candidate will have at least 7 years of internal audit experinece in a bank, with specific subject matter knowledge of consumer compliance.

Key responsibilities:

  • Plan, oversee and execute compliance audits 
  • Collaborate and work extensively with other business areas inside the bank 
  • Assist in the growth of the team by hiring additional staff 

Minimum requirements

  • Bachelors degree required, Masters degree preferred
  • A minimum of 7 years of Internal Audit experience in either a Big 4 or highly regulated financial servies environment
  • CPA, CIA, CISA highly preferred
  • Specific compliance subject matter knowledge 

Nicole Weston recruits exclusively for Audit Professionals and leading financial services institutions across the U.S. For further information, please reach Nicole on     646 517 8511 or [email protected]

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